Cardiac rehabilitation services
This is an extract from the commissioning guide. The complete commissioning guide is available at www.nice.org.uk/guidance/cmg40
3 Assessing service levels for cardiac rehabilitation services
- 3.1 Hospital episode statistics data
- 3.2 Current practice
- 3.3 Expert clinical opinion
- 3.4 Published research
- 3.5 Published guidance
- 3.6 Conclusion
Available data suggest that the indicative benchmark rate for groups that may be suitable for referral for cardiac rehabilitation is:
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0.3%, or 300 per 100,000, population per year.
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For an average GP practice with a list size of 10,000, the average number of people requiring cardiac rehabilitation for the conditions below would be 30 per year (0.3% of the population).
For the purpose of this benchmark the following conditions have been included for referral to cardiac rehabilitation:
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myocardial infarction (MI) including ST-segment-elevation myocardial infarction (STEMI) and non-ST-segment-elevation myocardial infarction (NSTEMI)
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percutaneous coronary intervention (PCI)
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coronary artery bypass graft (CABG)
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chronic heart failure
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implantable cardiac defibrillators (ICD)
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unstable angina.
See table 1 in section 3.5 for an expanded list of conditions that may be considered for a cardiac rehabilitation service.
Before commissioning cardiac rehabilitation service, commissioners should conduct a local needs assessment in order to determine local service levels.
The assumptions used in estimating a population benchmark rate for new referrals into a cardiac rehabilitation service are based on the following sources of information:
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hospital episode statistics data to establish the proportion of the population discharged alive per year following an acute admission for conditions that could require a cardiac rehabilitation service (see section 3.1)
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current practice: the proportion of the population identified in the community with newly identified unstable angina or other groups who may benefit from a cardiac rehabilitation service (see section 3.2)
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expert clinical opinion on best practice for a cardiac rehabilitation service given optimal service design (see section 3.3)
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published research on cardiac rehabilitation (see section 3.4)
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published guidance on the conditions for a cardiac rehabilitation service (see section 3.5).
Use the cardiac rehabilitation commissioning and benchmarking tool section within this guide (section 6) to determine the level of service that might be needed locally and to calculate the cost of commissioning the service using the indicative benchmark and/or your own local data. The commissioning and benchmarking tool includes a data specification to assist in indentifying patient numbers at a local level.
3.1 Hospital episode statistics data
The 'Hospital episode statistics' (HES) database contains details of all admissions to NHS hospitals in England. It includes private patients treated in NHS hospitals, patients who were resident outside England and care delivered by treatment centres (including those in the independent sector) funded by the NHS.
The analysis of the data from HES suggests that in 2009/10 0.22% or 220 per 100,000 population were discharged alive following an acute admission for an MI and could therefore be given advice about and offered a cardiac rehabilitation programme with an exercise component.
HES analysis in 2009/10 for other patient groups that may be suitable for referral for cardiac rehabilitation following admission to hospital suggests that:
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0.10%, or 100 per 100,000, were discharged alive following an emergency admission for chronic heart failure
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0.01%, or 10 per 100,000 population, were discharged alive following PCI
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0.07%, or 70 per 100,000 population, were discharged following a CABG
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0.01%, or 10 per 100,000 population, were discharged following implant of an ICD.
People who had multiple admissions in the year and people who had more than one of the procedures and/or diagnoses were counted just once.
3.2 Current practice
Patients with unstable angina and chronic heart failure may be suitable for cardiac rehabilitation; however, patients with these conditions are underrepresented in the uptake of cardiac rehabilitation.
IMS disease analyzer, a sample of GP practice databases, shows that the annual incidence of newly diagnosed cases of unstable angina – that is, the detection rate of new cases – is 0.03% per year for patients aged 18 years or over in England. This is likely to be an underestimate of the need among this group, as many people with unstable angina will not have been previously offered cardiac rehabilitation.
The 2010 National Audit of Cardiac Rehabilitation revealed that only 1% of the patients referred to cardiac rehabilitation were referred because of chronic heart failure[8]. A quarter of cardiac rehabilitation programmes still routinely exclude people with chronic heart failure and nearly a fifth exclude people with an implanted cardiac defibrillator or angina.
Other groups that may benefit from an expanded cardiac rehabilitation service include people who have received heart transplants. The rate of heart transplants in the population is small – around 100 transplants per year in the UK[9]. There is also a small number, less than 100 per year, of hospital procedures for the implant or removal of ventricular assist devices (VAD)[10].
Patients who have undergone cardiac resynchronisation therapy (CRT) or valve surgery for reasons other than myocardial infarction or chronic heart failure may also be considered for cardiac rehabilitation.
3.3 Expert clinical opinion
The consensus opinion of the topic advisory group was:
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on average, around 80–90% of people post-MI should be suitable for referral to a cardiac rehabilitation service, of which around 80% could optimally take up the offer, providing that current barriers are addressed
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the majority of people post revascularisation (CABG and PCI) and ICD implant would be suitable for referral for cardiac rehabilitation, and the take-up of those referred would be around 85%
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on average, around 70–80% of people with chronic heart failure would be suitable for cardiac rehabilitation, and the take-up of those referred would be around 60–80%
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the numbers of people presented within the commissioning and benchmarking tool and used to estimate the population benchmark may be an underestimate of the need, because some people may require more than one course of cardiac rehabilitation in the year.
The estimates on the take-up and referral of cardiac rehabilitation provided by the topic advisory group are based on best practice and are the proportions that could be achieved given optimal service design.
3.4 Published research
Poor referral, take-up and attendance have been identified as problems facing cardiac rehabilitation services in the UK[11],[12]. There are several reasons for the lower than expected levels of participation. These include a lack of engagement (people not invited to attend cardiac rehabilitation), low levels of referral, scarcity of service provision, and poor take-up due to practical reasons (for example, location and time of the session).
The health technology assessment Provision, uptake and cost of cardiac rehabilitation programmes: improving services to under-represented groups suggested that take-up of cardiac rehabilitation could be improved by addressing the barriers to take-up (also see Specifying a cardiac rehabilitation service).
It is assumed that optimal service design would lead to an increase in take-up and attendance in cardiac rehabilitation, and that those services with current high levels of take-up and attendance may be operating closer to optimal service design. Optimal uptake and referral are examined further in table 3.
3.5 Published guidance
Cardiac rehabilitation is recommended in:
This is explored further in section 4.
NICE clinical guideline 126 on the management of stable angina contains no recommendations on cardiac rehabilitation. The guideline suggests that this is an area that requires further research.
Table 1 below sets out priority conditions for a cardiac rehabilitation service and table 2 sets out the conditions not considered within the benchmark.
Table 1 Priority conditions for cardiac rehabilitation
|
Condition |
Rationale for cardiac rehabilitation |
|
Myocardial infarction |
Cardiac rehabilitation (CR) is recommended in NICE clinical guideline 48 |
|
Chronic heart failure |
CR is recommended in NICE clinical guideline 108 |
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Acute coronary syndrome: unstable angina and NSTEMI |
CR is recommended in NICE clinical guideline 94 |
|
Percutaneous coronary intervention |
Suitability for CR confirmed by the topic advisory group for this guide for commissioners |
|
Coronary artery bypass graft |
Suitability for CR confirmed by the topic advisory group for this guide for commissioners |
|
Implant of a cardiac defibrillator |
Suitability for CR confirmed by the topic advisory group for this guide for commissioners |
Table 2 Conditions not considered within benchmark
|
Condition |
Rationale |
|
Stable angina |
NICE clinical guideline 126 contains no recommendation on cardiac rehabilitation. |
|
Heart transplants |
Small number - less than 100 per year, individual clinical decision |
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Ventricular assist devices (VAD) |
Small number - less than 100 per year, individual clinical decision |
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Cardiac resynchronisation therapy (CRT) |
Limited current evidence for those not already included as part of the MI or CHF group, suitability can be determined on a case by case basis |
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Valve surgery |
Limited current evidence for those not already included as part of the MI or CHF group, suitability can be determined on a case-by-case basis |
Once trusts have an effective system for identifying, treating and following up people who have survived an MI, who have undergone coronary revascularisation or who have a diagnosis of chronic heart failure, commissioners may wish to consider extending cardiac rehabilitation services to include conditions suggested within the Department of Health's commissioning pack on cardiac rehabilitation, as detailed below.
The Department of Health's commissioning pack on cardiac rehabilitation (2010) advocates prioritising cardiac rehabilitation for people with a primary diagnosis of:
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acute coronary syndrome (ACS) which includes STEMI, NSTEMI and unstable angina (NICE clinical guideline 48; NICE clinical guideline 94); this should include all patients undergoing reperfusion (for example, CABG, PCI or PPCI)
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chronic heart failure or new diagnosis of chronic heart failure with a step change in clinical presentation (NICE clinical guideline 108).
The Department of Health's commissioning pack states that people who have undergone surgery for ICD or cardiac resynchronisation therapy (CRT) or heart valve replacement and have a primary diagnosis of ACS or heart failure should also be included as high priority.
The Department of Health's commissioning pack states that as cardiac rehabilitation services develop and are successful with the high priority patients, services should be extended to include:
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heart transplant patients and patients with ventricular assist devices (VADs)
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patients who have undergone surgery for ICD therapy or CRT for reasons other than ACS or heart failure
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heart valve replacement patients for reasons other than ACS or heart failure
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patients with a confirmed diagnosis of exertional angina.
See also the National Service Framework for coronary heart disease (chapter 7).
3.6 Conclusion
Based on the epidemiological data and other information outlined above, it is concluded that 0.3% of the population would be suitable for referral to a cardiac rehabilitation service. This is based on the following assumptions (see also table 3):
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the percentages of the population discharged alive for MI, PCI, CABG, implant of an ICD, and chronic heart failure
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the suitability for cardiac referral and the expected optimal take-up of services as suggested by the topic advisory group
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the diagnosed incidence of unstable angina in the population.
Table 3 Assumptions used in the population benchmark for cardiac rehabilitation based on 2009/10 hospital activity data and expert clinical opinion
|
Diagnosis/procedure |
Percentage of population discharged alive in 2009/10 |
Percentage of discharged population suitable for cardiac rehabilitation referral |
Percentage (optimal) of population suitable for referral who take up cardiac rehabilitation |
Combination of referral and optimal take-up (percent) - that is, attendance |
Percentage (optimal) of population who take up cardiac rehabilitation based on 2009/10 data |
|
Myocardial infarction |
0.22 |
85 |
80 |
68% |
0.15 |
|
Percutaneous coronary intervention |
0.01 |
100 |
85 |
85% |
0.01 |
|
Coronary artery bypass graft |
0.07 |
100 |
85 |
85% |
0.06 |
|
Chronic heart failure |
0.10 |
75 |
70 |
53% |
0.05 |
|
Implant of a cardiac defibrillator |
0.01 |
100 |
85 |
85% |
0.01 |
Therefore the population benchmark for a cardiac rehabilitation service is estimated to be 0.3%.
Commissioners should use their local needs assessment to determine optimum levels for local service provision. Commissioners should note that the benchmark rates do not represent NICE's view of desirable, or maximum or minimum, service levels.
Commissioners should use this benchmark and local data to facilitate local discussion on optimum service levels. There is considerable variation in the prevalence and identification of people requiring a cardiac rehabilitation service. This is influenced by the social, economic and demographic profile of the local population; therefore commissioners are encouraged to consider local assumptions.
Use the cardiac rehabilitation commissioning and benchmarking tool to determine the level of service that might be needed locally and to calculate the cost of commissioning the service using the indicative benchmark and/or your own local data.
[8] Available from http://www.cardiacrehabilitation.org.uk/nacr
[9] Rogers C, Emin A, Thomas H et al. (2010) UK cardiothoracic transplant audit. London: Royal College of Surgeons. Available from http://www.rcseng.ac.uk/surgical_research_units/docs/2010%20Cardiothoracic%20Transplant%20audit%20report.pdf
[10] Implant or removal of ventricular assist device, OPCS procedure code K54. Available from http://www.connectingforhealth.nhs.uk/systemsandservices/data/clinicalcoding/codingstandards/opcs4 Office of Population, Censuses and Surveys Classification of Surgical Operations and Procedures (4th revision) (OPCS)
[11] Bethell H, Evans J, Malone S et al. (2005) Problems of cardiac rehabilitation coordinators in the UK: are perceptions justified by facts? British Journal of Cardiology 12: 372-8.
[12] Beswick AD, Rees K, Griebsch I et al. (2004) Provision, uptake and cost of cardiac rehabilitation programmes: improving services to under-represented groups. Health Technology Assessment 8: 1-166.